The New York Stock Exchange has moved further away from its origins as a private club. A broker-dealer that’s a member of another exchange but not the Financial Industry Regulatory Authority can now ...
On June 12, 2019, the Securities and Exchange Commission (SEC) published a notice that Nasdaq is proposing to amend its definition of "family member" (as defined in Nasdaq Listing Rule 5605(a)(2), ...
The new year brought several important changes to the California Family Rights Act (CFRA). One key change that employers should be aware of is the expansion of the scope of individuals who qualify as ...
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