LPL Financial’s latest acquisition from Osaic is a California-based $410 million firm that specializes in working with ...

Throughout this communication, the terms “financial advisors” and “advisors” are used to refer to registered representatives and/or investment advisor representatives affiliated with LPL Financial. We ...

Ameriprise accuses LPL of encouraging recruits to abscond with client data; LPL says Ameriprise aims to chill competition.

The company is also being sued by investors for alleged breach of fiduciary duty because of the paltry interest rates it pays ...

In a regulatory filing, LPL Financial (LPLA) disclosed that in August, the company received a request for information from the SEC regarding certain elements of the company’s cash management ...

Robert “Rob” B. Anderson and his son, RJ Anderson, operate Prosperity Investment Management in Chico, Calif. They've joined LPL Financial’s broker-dealer, RIA and custodial platforms. The duo offers ...

For nearly four years, LPL helped at least 30 former Ameriprise advisors use an internal system to upload information for ... email addresses and account titles to their new firms.

LLC, announced today that the financial advisors at Prosperity Investment Management have joined LPL Financial’s ...

Ameriprise is suing LPL Financial for allegedly encouraging advisors to wrongly take confidential information and data with them as they left to join LPL.

The nation’s largest independent broker-dealer reported adjusted earnings and revenue that topped analysts’ estimates.

LPL also responded to the lawsuit ... net worth and detailed account information, to poach clients without prior knowledge or consent," the Ameriprise spokesperson said.

net worth and detailed account information, to poach clients without prior knowledge or consent," Ameriprise said. In the case against Kenoyer and LPL, Ameriprise said the advisor "blatantly ...