The company is also being sued by investors for alleged breach of fiduciary duty because of the paltry interest rates it pays ...

Robert “Rob” B. Anderson and his son, RJ Anderson, operate Prosperity Investment Management in Chico, Calif. They've joined LPL Financial’s broker-dealer, RIA and custodial platforms. The duo offers ...

The broker-dealer giant's latest breakaway additions in San Diego, California are joining an existing team while opening a ...

The nation’s largest independent broker-dealer reported adjusted earnings and revenue that topped analysts’ estimates.

Take, for instance, management pre-empting the worst of the rate cut impact by investing a large chunk of LPL's cash deposits in fixed rate contracts (~70% of the "insured cash account" portfolio ...

LPL Financial Holdings Inc.’s stock was down fractionally while other financial stocks rose Wednesday after the company said it fired Dan H. Arnold as chief executive for allegedly violating the ...

Baron Funds, an investment management company, released its “Baron FinTech Fund” third quarter 2024 investor letter. A copy ...

SEOUL, Korea, Republic Of (AP) — SEOUL, Korea, Republic Of (AP) — LG Display Co. (LPL) on Thursday reported a loss of $262.1 million in its third quarter. On a per-share basis, the Seoul, Korea, ...

email address and account title. “Ameriprise is suing LPL, but a time will come when an LPL team will move to Ameriprise, so it’s really a two-way street,” said Louis Tambaro, an industry ...

The board of LPL Financial Holdings terminated Dan Arnold as the retail investment advisory firm's top executive for having violated the company's commitment to a respectful workplace. LPL said on ...

Villicana’s firm custodies with LPL Financial, one of the largest independent ... What if investors had access to wealth managers like her, who could relate to their efforts to save and invest?

In October's roundup of pressing issues in the wealth management space, learn about the CFP Board's problematic advertising ...